---
title: "Netcapital Inc. SEC filings"
url: https://altstreet.investments/edgar/1414767
kind: edgar-entity
updated: 2026-11-10
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# Netcapital Inc.: SEC filings and what they report

Netcapital Inc. operates an online private-capital platform through Netcapital Funding Portal, Inc. (SEC-registered funding portal, FINRA member), a broker-dealer (Netcapital Securities Inc.) and a consulting arm (Netcapital Advisors) that takes equity in client companies. On August 10, 2026 the SEC filed a civil fraud complaint against the company and individual defendants alleging about $14 million of improperly recognized consulting revenue (contested allegations). Its auditor resigned on August 12 and its 8-K of August 18 withdrew reliance on the audited statements for fiscal 2022 through 2025; Adeptus Partners was engaged on October 8 to re-audit fiscal 2022 through 2026. Nasdaq issued delinquency notices on August 24 and September 21, 2026 for the unfiled fiscal 2026 10-K and July-quarter 10-Q and on November 5 granted an exception to February 9, 2027 (8-K filed November 9, 2026).

| Field | Value |
| --- | --- |
| Entity | Netcapital Inc. |
| CIK | 1414767 |
| Filing family | Exchange Act registrant |
| Entity type | issuer |
| Platform | Netcapital (https://altstreet.investments/platforms/reviews/netcapital) |
| Total offering amount (as filed) | $2,500,000 |
| Total sold (as reported) | $300,000 |
| Investors (as reported) | 2 |
| Vintage | 2008 |

## Filings (1 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| February 24, 2022 | D | Form D | https://www.sec.gov/Archives/edgar/data/1414767/000190359622000015/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1414767
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001414767&owner=include&count=40
- Other issuers on Netcapital: https://altstreet.investments/deals/platform/netcapital
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1414767
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.