---
title: "Prospect Floating Rate & Alternative Income Fund, Inc. SEC filings"
url: https://altstreet.investments/edgar/1521945
kind: edgar-entity
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# Prospect Floating Rate & Alternative Income Fund, Inc.: SEC filings and what they report

| Field | Value |
| --- | --- |
| Entity | Prospect Floating Rate & Alternative Income Fund, Inc. |
| CIK | 1521945 |
| Filing family | Form D |
| Total offering amount (as filed) | $100,000,000 |
| Total sold (as reported) | $10,000,000 |
| Investors (as reported) | 1 |

## Filings (23 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| September 18, 2026 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194526000088/ |
| August 19, 2026 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194526000084/ |
| June 26, 2026 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194526000075/ |
| May 11, 2026 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194526000067/ |
| March 27, 2026 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194526000046/ |
| February 12, 2026 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194526000019/ |
| December 29, 2025 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194525000113/ |
| November 18, 2025 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194525000097/ |
| September 29, 2025 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194525000088/ |
| August 22, 2025 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194525000064/ |
| June 26, 2025 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194525000049/ |
| May 20, 2025 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194525000043/ |
| March 24, 2025 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194525000028/ |
| February 21, 2025 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194525000022/ |
| December 30, 2024 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194524000174/ |
| November 25, 2024 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194524000163/ |
| September 27, 2024 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194524000142/ |
| September 23, 2024 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194524000140/ |
| June 28, 2024 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194524000101/ |
| May 14, 2024 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194524000086/ |
| March 28, 2024 | SC TO-I | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194524000052/ |
| February 26, 2024 | SC TO-I/A | Form N-PORT | https://www.sec.gov/Archives/edgar/data/1521945/000152194524000031/ |
| February 2, 2024 | D | Form D | https://www.sec.gov/Archives/edgar/data/1521945/000152194524000021/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1521945
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001521945&owner=include&count=40
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1521945
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.