---
title: "EquityZen Growth Technology Fund LLC - Series 397 SEC filings"
url: https://altstreet.investments/edgar/1775133
kind: edgar-entity
updated: 2026-07-31
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# EquityZen Growth Technology Fund LLC - Series 397: SEC filings and what they report

EquityZen Growth Technology Fund LLC - Series 397 is a Delaware-organized pooled investment vehicle filed by EquityZen Advisors LLC on 2019-07-25, raising $1.7M from 59 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund requires a $10K minimum investment and is part of the EquityZen platform, which operates nearly 1,900 pre-IPO investment vehicles.

| Field | Value |
| --- | --- |
| Entity | EquityZen Growth Technology Fund LLC - Series 397 |
| CIK | 1775133 |
| Filing family | 506(b), 3(c)(1) |
| Entity type | single deal spv |
| Manager (as filed) | EquityZen |
| Platform | EquityZen (https://altstreet.investments/platforms/reviews/equityzen) |
| Newest fact-bearing filing | July 25, 2019, accession 0001775133-19-000001 |
| Total offering amount (as filed) | $1,705,000 |
| Total sold (as reported) | $1,705,000 |
| Investors (as reported) | 59 |
| Minimum investment (as filed) | $10,000 |
| Vintage | 2019 |

## Related persons (Form D Item 3)

| Name | Relationship |
| --- | --- |
| LLC EquityZen Advisors | Executive Officer, Director |
| Richard Thoms | Executive Officer |
| LLC Assure Fund Management II | Director |
| Philip Haslett | Executive Officer, Director |


## Filings (1 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| July 25, 2019 | D | Form D | https://www.sec.gov/Archives/edgar/data/1775133/000177513319000001/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1775133
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001775133&owner=include&count=40
- Other issuers on EquityZen: https://altstreet.investments/deals/platform/equityzen
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1775133
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.