---
title: "EquityZen Growth Technology Fund LLC - Series 407 SEC filings"
url: https://altstreet.investments/edgar/1775500
kind: edgar-entity
updated: 2026-07-31
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# EquityZen Growth Technology Fund LLC - Series 407: SEC filings and what they report

EquityZen Growth Technology Fund LLC - Series 407 is a Delaware pooled investment fund vehicle that raised $4.0M from 92 investors under Rule 506(b) and 3(c)(1) exemptions, with a $10K minimum investment. Filed July 2019 by EquityZen Advisors and Assure Fund Management II, this entity is part of the EquityZen platform, which operates nearly 1,900 related pre-IPO investment vehicles.

| Field | Value |
| --- | --- |
| Entity | EquityZen Growth Technology Fund LLC - Series 407 |
| CIK | 1775500 |
| Filing family | 506(b), 3(c)(1) |
| Entity type | single deal spv |
| Manager (as filed) | EquityZen |
| Platform | EquityZen (https://altstreet.investments/platforms/reviews/equityzen) |
| Newest fact-bearing filing | July 5, 2019, accession 0001781138-19-000002 |
| Total offering amount (as filed) | $4,000,001 |
| Total sold (as reported) | $4,000,001 |
| Investors (as reported) | 92 |
| Minimum investment (as filed) | $10,000 |
| Vintage | 2019 |

## Related persons (Form D Item 3)

| Name | Relationship |
| --- | --- |
| LLC EquityZen Advisors | Executive Officer, Director |
| Richard Thoms | Executive Officer |
| LLC Assure Fund Management II | Director |
| Philip Haslett | Executive Officer, Director |


## Filings (1 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| July 5, 2019 | D | Form D | https://www.sec.gov/Archives/edgar/data/1775500/000178113819000002/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1775500
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001775500&owner=include&count=40
- Other issuers on EquityZen: https://altstreet.investments/deals/platform/equityzen
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1775500
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.