---
title: "EquityZen Growth Technology Fund LLC - Series 406 SEC filings"
url: https://altstreet.investments/edgar/1775501
kind: edgar-entity
updated: 2026-07-31
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# EquityZen Growth Technology Fund LLC - Series 406: SEC filings and what they report

EquityZen Growth Technology Fund LLC - Series 406 is a Delaware series LLC filed by EquityZen Advisors on 2019-05-30, raising $330K from 12 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This is part of EquityZen's pre-IPO secondary marketplace platform, which operates 1,891 related series entities for accessing private company equity.

| Field | Value |
| --- | --- |
| Entity | EquityZen Growth Technology Fund LLC - Series 406 |
| CIK | 1775501 |
| Filing family | 506(b), 3(c)(1) |
| Entity type | single deal spv |
| Manager (as filed) | EquityZen |
| Platform | EquityZen (https://altstreet.investments/platforms/reviews/equityzen) |
| Newest fact-bearing filing | May 30, 2019, accession 0001775501-19-000001 |
| Total offering amount (as filed) | $330,000 |
| Total sold (as reported) | $330,000 |
| Investors (as reported) | 12 |
| Minimum investment (as filed) | $10,000 |
| Vintage | 2019 |

## Related persons (Form D Item 3)

| Name | Relationship |
| --- | --- |
| LLC EquityZen Advisors | Executive Officer, Director |
| Richard Thoms | Executive Officer |
| LLC Assure Fund Management II | Director |
| Philip Haslett | Executive Officer, Director |


## Filings (1 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| May 30, 2019 | D | Form D | https://www.sec.gov/Archives/edgar/data/1775501/000177550119000001/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1775501
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001775501&owner=include&count=40
- Other issuers on EquityZen: https://altstreet.investments/deals/platform/equityzen
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

---

Source page: https://altstreet.investments/edgar/1775501
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.