---
title: "EquityZen Growth Technology Fund LLC - Series 401 SEC filings"
url: https://altstreet.investments/edgar/1775549
kind: edgar-entity
updated: 2026-07-31
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# EquityZen Growth Technology Fund LLC - Series 401: SEC filings and what they report

EquityZen Growth Technology Fund LLC - Series 401 is a Delaware-based pooled investment fund filed by EquityZen Advisors LLC on 2019-07-31. The fund raised $265K from 14 investors under Rule 506(b) and Section 3(c)(1) exemptions, with a $10K minimum investment. It is part of the EquityZen platform, which operates 1,891 related pre-IPO secondary market vehicles.

| Field | Value |
| --- | --- |
| Entity | EquityZen Growth Technology Fund LLC - Series 401 |
| CIK | 1775549 |
| Filing family | 506(b), 3(c)(1) |
| Entity type | single deal spv |
| Manager (as filed) | EquityZen |
| Platform | EquityZen (https://altstreet.investments/platforms/reviews/equityzen) |
| Newest fact-bearing filing | July 31, 2019, accession 0001784043-19-000008 |
| Total offering amount (as filed) | $265,074 |
| Total sold (as reported) | $265,074 |
| Investors (as reported) | 14 |
| Minimum investment (as filed) | $10,000 |
| Vintage | 2019 |

## Related persons (Form D Item 3)

| Name | Relationship |
| --- | --- |
| LLC EquityZen Advisors | Executive Officer, Director |
| Richard Thoms | Executive Officer |
| LLC Assure Fund Management II | Director |
| Philip Haslett | Executive Officer, Director |


## Filings (1 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| July 31, 2019 | D | Form D | https://www.sec.gov/Archives/edgar/data/1775549/000178404319000008/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1775549
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001775549&owner=include&count=40
- Other issuers on EquityZen: https://altstreet.investments/deals/platform/equityzen
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1775549
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.