---
title: "EquityZen Growth Technology Fund LLC - Series 413 SEC filings"
url: https://altstreet.investments/edgar/1777134
kind: edgar-entity
updated: 2026-07-31
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# EquityZen Growth Technology Fund LLC - Series 413: SEC filings and what they report

EquityZen Growth Technology Fund LLC - Series 413 is a Delaware-based pooled investment fund filed August 29, 2019, that raised $205K from 9 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund is part of the EquityZen platform, a pre-IPO secondary marketplace with over 1,800 related EDGAR entities, managed by EquityZen Advisors LLC with a $10K minimum investment.

| Field | Value |
| --- | --- |
| Entity | EquityZen Growth Technology Fund LLC - Series 413 |
| CIK | 1777134 |
| Filing family | 506(b), 3(c)(1) |
| Entity type | single deal spv |
| Manager (as filed) | EquityZen Advisors |
| Platform | EquityZen (https://altstreet.investments/platforms/reviews/equityzen) |
| Newest fact-bearing filing | August 29, 2019, accession 0001781650-19-000003 |
| Total offering amount (as filed) | $205,020 |
| Total sold (as reported) | $205,020 |
| Investors (as reported) | 9 |
| Minimum investment (as filed) | $10,000 |
| Vintage | 2019 |

## Related persons (Form D Item 3)

| Name | Relationship |
| --- | --- |
| LLC EquityZen Advisors | Executive Officer, Director |
| Richard Thoms | Executive Officer |
| LLC Assure Fund Management II | Director |
| Philip Haslett | Executive Officer, Director |


## Filings (1 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| August 29, 2019 | D | Form D | https://www.sec.gov/Archives/edgar/data/1777134/000178165019000003/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1777134
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001777134&owner=include&count=40
- Other issuers on EquityZen: https://altstreet.investments/deals/platform/equityzen
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1777134
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.