---
title: "EquityZen Growth Technology Fund LLC - Series 420 SEC filings"
url: https://altstreet.investments/edgar/1777875
kind: edgar-entity
updated: 2026-07-31
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# EquityZen Growth Technology Fund LLC - Series 420: SEC filings and what they report

EquityZen Growth Technology Fund LLC - Series 420 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors LLC on 2019-06-25. The fund raised $179K from 10 investors under Regulation D Rule 506(b) and Investment Company Act Section 3(c)(1) exemptions, with a $10K minimum investment. This is part of EquityZen's pre-IPO investment platform, which operates 1,891 related EDGAR entities offering fractional access to private company shares.

| Field | Value |
| --- | --- |
| Entity | EquityZen Growth Technology Fund LLC - Series 420 |
| CIK | 1777875 |
| Filing family | 506(b), 3(c)(1) |
| Entity type | single deal spv |
| Manager (as filed) | EquityZen |
| Platform | EquityZen (https://altstreet.investments/platforms/reviews/equityzen) |
| Newest fact-bearing filing | June 25, 2019, accession 0001773127-19-000003 |
| Total offering amount (as filed) | $179,354 |
| Total sold (as reported) | $179,354 |
| Investors (as reported) | 10 |
| Minimum investment (as filed) | $10,000 |
| Vintage | 2019 |

## Related persons (Form D Item 3)

| Name | Relationship |
| --- | --- |
| LLC EquityZen Advisors | Executive Officer, Director |
| Richard Thoms | Executive Officer |
| LLC Assure Fund Management II | Director |
| Philip Haslett | Executive Officer, Director |


## Filings (1 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| June 25, 2019 | D | Form D | https://www.sec.gov/Archives/edgar/data/1777875/000177312719000003/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1777875
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001777875&owner=include&count=40
- Other issuers on EquityZen: https://altstreet.investments/deals/platform/equityzen
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1777875
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.