---
title: "Red Oak Capital Intermediate Income Fund, LLC SEC filings"
url: https://altstreet.investments/edgar/1817413
kind: edgar-entity
updated: 2026-09-15
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# Red Oak Capital Intermediate Income Fund, LLC: SEC filings and what they report

Red Oak Capital Intermediate Income Fund, LLC is a Delaware-organized income fund that filed a Tier 2 Form 1-A on 2024-03-04 seeking to raise $75.0M (security type not stated in Part I), with UHY LLP named as auditor though financials are marked unaudited — a gap against Tier 2's audited-financials requirement. The Part I snapshot shows an operating vehicle rather than a pre-revenue shell (revenue $467K, total assets $17.8M, cash $6.1M, long-term debt $9.0M, net income $0), and the corpus shows this specific 2024 offering was subsequently withdrawn (1-A-W, 2024) while ongoing reporting (1-K, 1-U, 1-SA) tied to the issuer's original 2020 qualified offering continued into 2025-2026.

| Field | Value |
| --- | --- |
| Entity | Red Oak Capital Intermediate Income Fund, LLC |
| CIK | 1817413 |
| Filing family | Regulation A (Tier 2) |
| Entity type | fund vehicle |
| Manager (as filed) | Red Oak Capital |
| Platform | The Oak Companies (Red Oak Capital) (https://altstreet.investments/platforms/reviews/oak-companies) |
| Newest fact-bearing filing | March 4, 2024, accession 0001654954-24-002513 |
| Total sold (as reported) | $0 |
| Vintage | 2020 |

## Filings (42 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| September 24, 2026 | 1-SA | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000121390026103075/ |
| April 28, 2026 | 1-K | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495426004020/ |
| October 9, 2025 | 1-SA | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495425011604/ |
| April 28, 2025 | 1-K | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495425004663/ |
| March 6, 2025 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495425002381/ |
| September 30, 2024 | 1-SA | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495424012502/ |
| July 29, 2024 | 1-A-W | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495424009561/ |
| May 13, 2024 | 1-K | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495424006094/ |
| March 4, 2024 | 1-A | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495424002513/ |
| September 25, 2023 | 1-SA | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495423012223/ |
| July 21, 2023 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495423009484/ |
| July 19, 2023 | QUALIF | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/999999999423000254/ |
| July 11, 2023 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495423009026/ |
| May 25, 2023 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495423007232/ |
| May 11, 2023 | 1-K/A | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495423006114/ |
| May 2, 2023 | 1-K | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495423005528/ |
| January 24, 2023 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495423000725/ |
| January 23, 2023 | QUALIF | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/999999999423000029/ |
| January 12, 2023 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495423000340/ |
| September 28, 2022 | 1-SA | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495422013007/ |
| April 29, 2022 | 1-K | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495422005687/ |
| March 23, 2022 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495422003650/ |
| March 16, 2022 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495422003271/ |
| March 8, 2022 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495422002726/ |
| February 4, 2022 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495422001117/ |
| January 12, 2022 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495422000393/ |
| January 11, 2022 | QUALIF | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/999999999422000015/ |
| January 4, 2022 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495422000056/ |
| December 28, 2021 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495421013557/ |
| October 27, 2021 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495421011378/ |
| September 27, 2021 | 1-SA | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495421010440/ |
| June 15, 2021 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495421006936/ |
| June 15, 2021 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495421006935/ |
| April 30, 2021 | 1-K | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495421004924/ |
| April 1, 2021 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495421003726/ |
| March 5, 2021 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495421002395/ |
| December 29, 2020 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495420013966/ |
| December 28, 2020 | QUALIF | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/999999999420000302/ |
| November 24, 2020 | 1-A/A | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495420012895/ |
| October 22, 2020 | 1-A/A | Form 1-A | https://www.sec.gov/Archives/edgar/data/1817413/000165495420011363/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1817413
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001817413&owner=include&count=40
- Other issuers on The Oak Companies (Red Oak Capital): https://altstreet.investments/deals/platform/oak-companies
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1817413
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.