--- title: "YS RE RAF I LLC SEC filings" url: https://altstreet.investments/edgar/1878614 kind: edgar-entity updated: 2026-09-28 publisher: AltStreet (https://altstreet.investments) license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted. --- # YS RE RAF I LLC: SEC filings and what they report One of the single-purpose Regulation A vehicles managed by Willow Asset Management LLC, the SEC-registered adviser under Willow Wealth Inc. (founded 2015 as Yieldstreet, rebranded October 2025). A steady filer: 28 Form 1-U current reports, four annual reports and four semiannual reports since 2021. In September 2026 executive authority at the vehicle was consolidated into the parent. Per the Form 1-U of 2026-09-25 (accession 0001104659-26-110788), Mitchell Rosen resigned as Chief Executive Officer and board manager and Ted Yarbrough resigned from the board, both effective 2026-09-24, and the board appointed Mitch Caplan, Willow Wealth's own CEO and Chairman, as CEO and board manager effective immediately and without compensation for either role. The filing states no reason for either departure, and AltStreet does not characterize departures absent an explicit statement. The filing supplies Caplan's background directly: he joined Willow Wealth's board in 2021 and became Chairman in 2024, and earlier led E*TRADE Financial, Telebanc and Jefferson National. Whether the same consolidation has occurred at other Willow Wealth-sponsored Reg A vehicles is not addressed and would require checking each entity's own EDGAR record. | Field | Value | | --- | --- | | Entity | YS RE RAF I LLC | | CIK | 1878614 | | Filing family | Regulation A (Tier 2) | | Entity type | issuer | | Platform | Willow Wealth (https://altstreet.investments/platforms/reviews/willowwealth) | | Vintage | 2021 | ## Filings (53 on record, newest first) | Date | Form | Family | SEC link | | --- | --- | --- | --- | | October 6, 2026 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465926114030/ | | September 28, 2026 | 1-SA | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465926111335/ | | September 25, 2026 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465926110788/ | | July 8, 2026 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465926081780/ | | July 7, 2026 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465926081302/ | | April 30, 2026 | 1-K | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465926052822/ | | April 6, 2026 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465926039900/ | | January 7, 2026 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465926001688/ | | December 22, 2025 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465925123602/ | | October 6, 2025 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465925097076/ | | September 29, 2025 | 1-SA | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465925094349/ | | July 8, 2025 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465925066216/ | | May 19, 2025 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465925050330/ | | April 30, 2025 | 1-K | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465925042558/ | | April 4, 2025 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465925032138/ | | January 7, 2025 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465925001632/ | | December 16, 2024 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924128939/ | | October 4, 2024 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924106168/ | | September 30, 2024 | 1-SA | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924104209/ | | August 9, 2024 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924087851/ | | July 3, 2024 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924077715/ | | June 26, 2024 | QUALIF | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/999999999424000093/ | | June 24, 2024 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924074306/ | | June 12, 2024 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924070560/ | | May 10, 2024 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924059993/ | | April 29, 2024 | 1-K | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924053966/ | | April 4, 2024 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924043428/ | | January 23, 2024 | 253G2 | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465924005756/ | | January 5, 2024 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000095012324000047/ | | December 20, 2023 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465923127394/ | | November 6, 2023 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465923114400/ | | October 25, 2023 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465923111160/ | | October 3, 2023 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000095012323008653/ | | September 28, 2023 | 1-SA | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000095012323008611/ | | August 22, 2023 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465923094129/ | | July 11, 2023 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465923079913/ | | July 7, 2023 | 1-U | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000095012323005990/ | | July 5, 2023 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465923078015/ | | May 2, 2023 | 1-A POS | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000110465923054633/ | | May 1, 2023 | 1-K | Form 1-A | https://www.sec.gov/Archives/edgar/data/1878614/000095012323003531/ | ## More - Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1878614 - SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001878614&owner=include&count=40 - Other issuers on Willow Wealth: https://altstreet.investments/deals/platform/willowwealth - Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal --- Source page: https://altstreet.investments/edgar/1878614 Machine index: https://altstreet.investments/llms.txt AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.