---
title: "EquityZen Growth Technology Fund LLC - Series 997 SEC filings"
url: https://altstreet.investments/edgar/1878717
kind: edgar-entity
updated: 2026-07-30
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# EquityZen Growth Technology Fund LLC - Series 997: SEC filings and what they report

EquityZen Growth Technology Fund LLC - Series 997 is a Delaware-registered pooled investment fund filed by EquityZen Advisors LLC on September 23, 2021. The fund raised $613K from 38 investors under Rule 506(b) and 3(c)(1) exemptions, with an $8K minimum investment. This is part of EquityZen's platform of over 150 related EDGAR entities offering access to private equity investments.

| Field | Value |
| --- | --- |
| Entity | EquityZen Growth Technology Fund LLC - Series 997 |
| CIK | 1878717 |
| Filing family | 506(b), 3(c)(1) |
| Entity type | single deal spv |
| Manager (as filed) | EquityZen Advisors LLC |
| Platform | EquityZen (https://altstreet.investments/platforms/reviews/equityzen) |
| Newest fact-bearing filing | September 23, 2021, accession 0001878717-21-000001 |
| Total offering amount (as filed) | $613,032 |
| Total sold (as reported) | $613,032 |
| Investors (as reported) | 38 |
| Minimum investment (as filed) | $7,680 |
| Vintage | 2021 |

## Related persons (Form D Item 3)

| Name | Relationship |
| --- | --- |
| LLC EquityZen Advisors | Executive Officer, Director |
| Richard Thoms | Executive Officer |
| LLC Assure Fund Management II | Director |
| Philip Haslett | Executive Officer, Director |


## Filings (1 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| September 23, 2021 | D | Form D | https://www.sec.gov/Archives/edgar/data/1878717/000187871721000001/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1878717
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001878717&owner=include&count=40
- Other issuers on EquityZen: https://altstreet.investments/deals/platform/equityzen
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1878717
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.