---
title: "EquityZen Growth Technology Fund LLC - Series 1406 SEC filings"
url: https://altstreet.investments/edgar/1931628
kind: edgar-entity
updated: 2026-07-31
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# EquityZen Growth Technology Fund LLC - Series 1406: SEC filings and what they report

EquityZen Growth Technology Fund LLC - Series 1406 is a Delaware-domiciled pooled investment fund managed by EquityZen Advisors, raising capital under Rule 506(b) and Section 3(c)(1) exemptions. This amended filing reports $4.3M raised from 53 investors with a $1K minimum investment. The entity is part of EquityZen's platform of nearly 1,900 pre-IPO investment vehicles.

| Field | Value |
| --- | --- |
| Entity | EquityZen Growth Technology Fund LLC - Series 1406 |
| CIK | 1931628 |
| Filing family | 506(b), 3(c)(1) |
| Entity type | single deal spv |
| Manager (as filed) | EquityZen |
| Platform | EquityZen (https://altstreet.investments/platforms/reviews/equityzen) |
| Newest fact-bearing filing | August 25, 2022, accession 0001931628-22-000002 |
| Total offering amount (as filed) | $4,325,281 |
| Total sold (as reported) | $4,325,281 |
| Investors (as reported) | 53 |
| Minimum investment (as filed) | $1,255 |
| Vintage | 2022 |

## Related persons (Form D Item 3)

| Name | Relationship |
| --- | --- |
| LLC EquityZen Advisors | Executive Officer, Director |
| Richard Thoms | Executive Officer |
| LLC Assure Fund Management II | Director |
| Philip Haslett | Executive Officer, Director |


## Filings (2 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| August 25, 2022 | D/A | Form D | https://www.sec.gov/Archives/edgar/data/1931628/000193162822000002/ |
| August 25, 2022 | D | Form D | https://www.sec.gov/Archives/edgar/data/1931628/000193162822000001/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1931628
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001931628&owner=include&count=40
- Other issuers on EquityZen: https://altstreet.investments/deals/platform/equityzen
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1931628
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.