---
title: "EquityZen Growth Technology Fund LLC - Series 1404 SEC filings"
url: https://altstreet.investments/edgar/1931630
kind: edgar-entity
updated: 2026-07-31
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# EquityZen Growth Technology Fund LLC - Series 1404: SEC filings and what they report

EquityZen Growth Technology Fund LLC - Series 1404 is a Delaware-domiciled pooled investment fund filed by EquityZen Advisors LLC on June 22, 2022, raising $51K from 4 investors under Rule 506(b). The fund has a stated minimum investment of $986 and operates within the EquityZen platform, which sponsors nearly 1,900 related pre-IPO investment vehicles.

| Field | Value |
| --- | --- |
| Entity | EquityZen Growth Technology Fund LLC - Series 1404 |
| CIK | 1931630 |
| Filing family | 506(b) |
| Entity type | single deal spv |
| Manager (as filed) | EquityZen |
| Platform | EquityZen (https://altstreet.investments/platforms/reviews/equityzen) |
| Newest fact-bearing filing | June 22, 2022, accession 0001931630-22-000001 |
| Total offering amount (as filed) | $51,000 |
| Total sold (as reported) | $51,000 |
| Investors (as reported) | 4 |
| Minimum investment (as filed) | $986 |
| Vintage | 2022 |

## Related persons (Form D Item 3)

| Name | Relationship |
| --- | --- |
| LLC EquityZen Advisors | Executive Officer, Director |
| Richard Thoms | Executive Officer |
| LLC Assure Fund Management II | Director |
| Philip Haslett | Executive Officer, Director |


## Filings (1 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| June 22, 2022 | D | Form D | https://www.sec.gov/Archives/edgar/data/1931630/000193163022000001/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/1931630
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001931630&owner=include&count=40
- Other issuers on EquityZen: https://altstreet.investments/deals/platform/equityzen
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/1931630
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.