---
title: "New Harbor Capital Fund IV, LP SEC filings"
url: https://altstreet.investments/edgar/2077157
kind: edgar-entity
updated: 2026-10-19
publisher: AltStreet (https://altstreet.investments)
license: Public factual pages may be read, quoted and cited with attribution and a link. Bulk redistribution is not permitted.
---

# New Harbor Capital Fund IV, LP: SEC filings and what they report

Filed a Form D on October 16, 2025 with a $400,000,000 offering amount and no sales, then a Form D/A on October 16, 2026 reporting $174,400,000 sold (including general partner amounts and unfunded commitments) to 41 investors since a first sale on October 17, 2025, and lowering the offering amount to $350,000,000. The notice says the offering amount is distributed between the issuer and its parallel fund, Fund IV-A, whose notice reports the same $174,400,000, so the figure reads as a total for the pair. No sales commissions, finders' fees or placement agents; management fee and performance allocation acknowledged, rates not disclosed. Signed by Thomas J. Formolo.

| Field | Value |
| --- | --- |
| Entity | New Harbor Capital Fund IV, LP |
| CIK | 2077157 |
| Filing family | Regulation D Rule 506(b) with Investment Company Act 3(c)(1) and 3(c)(7); $0 in Form D's minimum-investment field |
| Entity type | fund vehicle |
| Manager (as filed) | New Harbor Capital (general partner of the issuer) |
| Newest fact-bearing filing | October 16, 2026, accession 0002077157-26-000001 |
| Total offering amount (as filed) | $350,000,000 |
| Total sold (as reported) | $174,400,000 |
| Investors (as reported) | 41 |
| Date of first sale | October 17, 2025 |
| Vintage | 2025 |

## Related persons (Form D Item 3)

| Name | Relationship |
| --- | --- |
| Thomas Formolo | Executive Officer, Promoter |
| Edward Lhee | Executive Officer, Promoter |


## Filings (2 on record, newest first)

| Date | Form | Family | SEC link |
| --- | --- | --- | --- |
| October 16, 2026 | D/A | Form D | https://www.sec.gov/Archives/edgar/data/2077157/000207715726000001/ |
| October 16, 2025 | D | Form D | https://www.sec.gov/Archives/edgar/data/2077157/000207715725000001/ |


## More

- Entity page (HTML, with events, parties and the platform record): https://altstreet.investments/edgar/2077157
- SEC EDGAR filing index: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0002077157&owner=include&count=40
- Signal history, evidence passages and the entity graph are AltStreet Terminal features: https://altstreet.investments/terminal

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Source page: https://altstreet.investments/edgar/2077157
Machine index: https://altstreet.investments/llms.txt
AltStreet reads what platforms, funds and issuers file with the SEC and what they tell investors, and publishes the difference. Figures are as filed or as captured on the date stated; nothing here is investment advice.