EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund, LLC - Series 37

CIK 0001678962Single-Deal SPV2016 vintage506(b), 3(c)(1)

Raised

$320K

Investors

9

Min Invest

$0

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund, LLC - Series 37 is a Delaware pooled investment fund filed by EquityZen (a pre-IPO secondary platform) claiming 506(b) and 3(c)(1) exemptions. This amended filing reports $320K raised from 9 investors, with no minimum investment disclosed. Part of EquityZen's extensive platform with over 1,800 related entities enabling pre-IPO liquidity.

This Series 37 vehicle falls within the typical pre-IPO fund structure pattern, using dual 506(b) and 3(c)(1) exemptions standard for pooled pre-IPO vehicles. The $35K average investor commitment and absence of a disclosed minimum suggest a relatively accessible offering compared to institutional pre-IPO funds that typically require $250K+ minimums.

Data Flags

exemptionDual exemptions 506(b) and 3(c)(1) claimed simultaneously — consistent with EquityZen platform convention across sibling entities
filing_dateFiling date (2016-08-03) precedes the analyst's reference date of 2026, indicating this is a historical filing from EquityZen's early platform operations

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001678962
Entity NameEquityZen Growth Technology Fund, LLC - Series 37
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateAugust 3, 2016
Accession Number0001678962-16-000002
Total Amount Sold$320K
Total Investors9
Minimum Investment$0 (no stated minimum)
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Equity Zen Inc.

Executive Officer, Director · New York, NY

Shriram Bhashyam

Executive Officer, Director · New York, NY

Assure Fund Management II, LLC

Director · Salt Lake City, UT

Jens Beyrich

Executive Officer · Salt Lake City, UT

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Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.