AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 137

CIK 0001715757Single-Deal SPV2017 vintage506(b), 3(c)(1)

Raised

$1M

Investors

39

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 137 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors on 2017-09-05, raising $1.3M from 39 investors under Rule 506(b) and Section 3(c)(1). The offering features a $10K minimum investment and is part of EquityZen's platform of pre-IPO secondary market access vehicles, with over 1,800 related entities on record.

This pre-IPO pooled fund employs the standard 506(b)/3(c)(1) exemption structure common to private investment vehicles, with a retail-accessible $10K minimum positioning it toward the lower end of the market. The $33K average check size (39 investors into $1.3M) reflects a crowdfunded participation model typical of secondary marketplace platforms enabling fractional exposure to private company shares.

Data Flags

states_of_solicitationStates of solicitation not specified, consistent with EquityZen platform filing template observed across sibling series
industry_groupIndustry group not disclosed, matching platform-wide convention across EquityZen series filings

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001715757
Entity NameEquityZen Growth Technology Fund LLC - Series 137
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 5, 2017
Accession Number0001715756-17-000022
Total Amount Sold$1M
Total Investors39
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Erin Rosenthal

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Shiraram Bhashyam

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.