AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 140

CIK 0001715758Single-Deal SPV2017 vintage506(b), 3(c)(1)

Raised

$595K

Investors

25

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 140 is a pooled investment fund vehicle filed by EquityZen Advisors LLC on 2017-09-05, raising $595K from 25 investors with a $10K minimum investment under Rule 506(b) and Section 3(c)(1). This is part of the EquityZen platform, which operates a large pre-IPO secondary marketplace spanning 1,891 related EDGAR entities.

This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption pattern common to special purpose vehicles facilitating secondary market access to private company equity. The $10K minimum investment and sub-$1M raise are characteristic of retail-accessible pre-IPO platforms offering fractional exposure to growth-stage technology companies.

Data Flags

generalPlatform filing convention observed: EquityZen entities routinely use dual exemptions 506(b) and 3(c)(1), omit optional fields like state of solicitation and industry group, and list Assure Fund Management II LLC as a related party director (likely an administrative or compliance service provider)

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001715758
Entity NameEquityZen Growth Technology Fund LLC - Series 140
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 5, 2017
Accession Number0001715756-17-000019
Total Amount Sold$595K
Total Investors25
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Erin Rosenthal

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Shiraram Bhashyam

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.