AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 149

CIK 0001726399Single-Deal SPV2018 vintage506(b), 3(c)(1)

Raised

$810K

Investors

37

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 149 is a Delaware pooled investment fund filed by EquityZen Advisors LLC and managed by Assure Fund Management II LLC. This amended filing reports $810K raised from 37 investors under Rule 506(b) and Section 3(c)(1) exemptions, with a $10K minimum investment. It is part of the EquityZen platform, which sponsors pre-IPO secondary market access vehicles across 1,891 related EDGAR entities.

This pre-IPO pooled fund uses the standard 506(b) / 3(c)(1) exemption structure common to retail-accessible secondary market vehicles. The $10K minimum and $21.9K average investor commitment are consistent with EquityZen's model of fractionalizing access to late-stage private company shares, positioned at the lower end of the alternative investment minimum spectrum.

Data Flags

generalFiling dated 2018-01-18 with no first sale date disclosed; typical platform convention across EquityZen series vehicles where sale timing is not reported on public filings
total_investors37 investors contributing $810K yields an average commitment of approximately $21.9K, just above the $10K minimum; indicates broad retail participation with commitments clustered near the floor

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001726399
Entity NameEquityZen Growth Technology Fund LLC - Series 149
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJanuary 18, 2018
Accession Number0001726399-18-000001
Total Amount Sold$810K
Total Investors37
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Shriram Bhashyam

Executive Officer, Director · New York, NY

Assure Fund Management II LLC

Director · Salt Lake City, UT

Erin Rosenthal

Executive Officer · Salt Lake City, UT

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.