AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 309

CIK 0001753993Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$190K

Investors

10

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 309 is a Delaware-organized pooled investment vehicle filed by EquityZen Advisors LLC on 2019-02-13. The fund raised $190K from 10 investors under Rule 506(b) and 3(c)(1) exemptions, with a $10K minimum investment. It is part of the EquityZen platform, which operates 1,891 related EDGAR entities focused on pre-IPO secondary market access.

This vehicle follows the standard EquityZen platform structure for pre-IPO access: a series-level SPV using 506(b) private placement paired with 3(c)(1) investment company exemption. The $10K minimum is consistent with retail-accessible pre-IPO platforms, significantly lower than institutional-only vehicles which typically require $100K+.

Data Flags

generalPlatform standard: EquityZen entities routinely claim dual exemptions 506(b) and 3(c)(1) and omit states of solicitation — consistent across 1,891+ related entities, not entity-specific

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001753993
Entity NameEquityZen Growth Technology Fund LLC - Series 309
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateFebruary 13, 2019
Accession Number0001767540-19-000003
Total Amount Sold$190K
Total Investors10
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.