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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 328

CIK 0001758759Single-Deal SPV2018 vintage506(b), 3(c)(1)

Raised

$140K

Investors

11

Min Invest

$5,002

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 328 is a Delaware pooled investment fund that raised $140K from 11 investors under Rule 506(b) and Section 3(c)(1) exemptions, with a $5K minimum investment. Filed December 12, 2018, it is part of the EquityZen platform, which operates a network of pre-IPO investment vehicles managed by EquityZen Advisors LLC and Assure Fund Management II LLC.

This pre-IPO pooled fund employs the standard 506(b)/3(c)(1) exemption structure typical of private secondary market platforms. The $5K minimum investment is on the lower end for pre-IPO access vehicles, enabling retail-adjacent participation in private company equity. The per-investor average of approximately $12.7K reflects small-check aggregation common to platform-based models.

Data Flags

generalPart of EquityZen platform with 1,891 related entities; dual management by EquityZen Advisors LLC and Assure Fund Management II LLC is consistent across platform series and reflects a standard filing template where Assure serves formation/administration functions

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001758759
Entity NameEquityZen Growth Technology Fund LLC - Series 328
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 12, 2018
Accession Number0001758758-18-000006
Total Amount Sold$140K
Total Investors11
Minimum Investment$5,002
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Shriram Bhashyam

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.