EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 321

CIK 0001758762Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$308K

Investors

13

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 321 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors on 2019-01-08, raising $308K from 13 investors under Rule 506(b) and Section 3(c)(1) exemptions. The offering has a $10K minimum investment and is part of the EquityZen platform, which operates 1,891 related EDGAR entities focused on pre-IPO secondary market access.

This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption pairing typical of private investment funds seeking to remain outside Investment Company Act registration while limiting to accredited investors. The $10K minimum investment and sub-$500K raise size are characteristic of EquityZen's series-SPV structure, enabling retail-accredited access to single private company exposures at lower entry points than institutional secondaries.

Data Flags

generalAverage investor commitment of ~$23.7K is notably low relative to typical pre-IPO fund structures, consistent with EquityZen's platform model of fractionalizing secondary shares into smaller allocations

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001758762
Entity NameEquityZen Growth Technology Fund LLC - Series 321
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateJanuary 8, 2019
Accession Number0001763648-19-000010
Total Amount Sold$308K
Total Investors13
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Shriram Bhashyam

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.