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EDGAR Verified
Primary Source · SEC.gov

Fund FG-YNL, a series of Forge Investments, LLC

CIK 0001759674Single-Deal SPV2020 vintage506(b), 3(c)(1)
Forge GlobalFull Review

Raised

$265K

Investors

3

Min Invest

$20,000

AltStreet Analysis

·

Generated from EDGAR primary sources

Fund FG-YNL is a series of Forge Investments, LLC, filed as an amended Form D on May 12, 2020, by executives Richard Thoms and Jeremy Neilson under the direction of LLC Assure Fund Management II. The fund raised $265K from 3 investors with a $20K minimum investment under Rule 506(b) and Section 3(c)(1) exemptions. This entity is part of the Forge Global platform, which operates 104 related EDGAR entities in the private equity space.

This pooled investment fund uses the standard 506(b) private placement exemption combined with 3(c)(1) investment company exclusion, typical for small private equity vehicles. The $20K minimum investment represents a relatively accessible entry point compared to institutional-focused funds, while the $265K total raise across 3 investors ($88K average check size) reflects a small-scale vehicle consistent with Forge's SPV model for private company share access.

Data Flags

generalAmendment filing with relatively small total raise ($265K) and only 3 investors, suggesting ongoing adjustments to a minor vehicle rather than significant capital activity
firstSaleDateFirst sale date not disclosed in an amended filing, making it impossible to assess filing timeliness or vintage year
salesCommissionsNo sales commissions stated on a 506(b) offering, which is typical for direct placements but worth noting

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001759674
Entity NameFund FG-YNL, a series of Forge Investments, LLC
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateMay 12, 2020
Accession Number0001759674-20-000001
Total Amount Sold$265K
Total Investors3
Minimum Investment$20,000
Securities TypePooled Investment Fund
State of IncorporationNot specified
Amendment Count1 amendments filed

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Assure Fund Management II LLC

Director · Salt Lake City, UT

Richard Thoms

Executive Officer · Salt Lake City, UT

Jeremy Neilson

Executive Officer · Salt Lake City, UT

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.