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EDGAR Verified
Primary Source · SEC.gov

Fund FG-PLO, a series of Forge Investments, LLC

CIK 0001763259Single-Deal SPV2021 vintage506(b), 3(c)(1)
Forge GlobalFull Review

Raised

$821K

Investors

2

Min Invest

$20,000

AltStreet Analysis

·

Generated from EDGAR primary sources

Fund FG-PLO is a series of Forge Investments, LLC, a Delaware pooled investment fund vehicle operating under the Forge Global platform. This amended filing reports $821K raised from 2 accredited investors under Rule 506(b) and Section 3(c)(1) exemptions, with a $20K minimum investment. The fund is managed by Assure Fund Management II, LLC with executive officers Richard Thoms and Jeremy Neilson.

This private equity fund follows a typical single-series SPV structure with 506(b) and 3(c)(1) exemptions, common for private secondary market transactions. The $20K minimum investment is relatively accessible for accredited investors compared to typical institutional private equity funds, consistent with Forge Global's secondary marketplace model enabling smaller-scale participation in pre-IPO company stakes.

Data Flags

total_investorsOnly 2 investors for $821K total raise ($410K average check size), suggesting a highly concentrated investor base or potential special purpose vehicle for specific co-investors
first_sale_dateFirst sale date not disclosed in amended filing, preventing determination of vintage year or assessment of fundraising timeline
generalAmendment filed but no context on what changed from original filing or whether additional capital was raised since initial filing

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001763259
Entity NameFund FG-PLO, a series of Forge Investments, LLC
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJanuary 20, 2021
Accession Number0001763259-21-000001
Total Amount Sold$821K
Total Investors2
Minimum Investment$20,000
Securities TypePooled Investment Fund
State of IncorporationNot specified
Amendment Count1 amendments filed

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Assure Fund Management II LLC

Director · Salt Lake City, UT

Richard Thoms

Executive Officer · Salt Lake City, UT

Jeremy Neilson

Executive Officer · Salt Lake City, UT

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.