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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 389

CIK 0001767548Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$300K

Investors

17

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 389 is a Delaware pooled investment fund filed by EquityZen Advisors LLC on 2019-04-18, raising $300K from 17 investors under Rule 506(b) and Section 3(c)(1) exemptions. The minimum investment was $10K. This is part of the EquityZen platform, which operates nearly 1,900 pre-IPO secondary market vehicles.

This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption structure typical of secondary market access vehicles. The $10K minimum investment represents a retail-accessible tier designed to democratize pre-IPO exposure, with the $17.6K average check size consistent with broad investor participation models.

Data Flags

generalEntity is part of EquityZen's serial SPV platform with 1,891 related filings; standard template conventions (multiple exemptions, undisclosed solicitation states, Assure Fund Management as director/administrator) are platform-wide norms

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001767548
Entity NameEquityZen Growth Technology Fund LLC - Series 389
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateApril 18, 2019
Accession Number0001765456-19-000004
Total Amount Sold$300K
Total Investors17
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.