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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 409

CIK 0001774909Single-Deal SPV2019 vintage506(b)
EquityZenFull Review

Raised

$329K

Investors

10

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 409 is a Delaware-based pooled investment vehicle filed by EquityZen Advisors LLC, raising $329K from 10 investors under Rule 506(b) with a $10K minimum investment. This is an amended filing for one of approximately 150 related entities on the EquityZen platform, which facilitates private equity secondary market transactions.

This vehicle follows the typical EquityZen SPV structure: modest capital raises ($145K-$857K across comparable series), low minimum investments ($10K) accessible to accredited investors under 506(b), and organized as a series LLC. The investor count and raise amount suggest individual allocations averaging ~$33K, consistent with retail-accessible private equity exposure.

Data Flags

generalAmendment filing with no disclosed first sale date, making it difficult to determine vintage year or whether this represents additional capital or administrative update
investors_to_capital_ratio10 investors contributing $329K suggests average check size of ~$33K, which is relatively low and close to the $10K minimum, indicating concentrated participation near the minimum threshold

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001774909
Entity NameEquityZen Growth Technology Fund LLC - Series 409
Exemption506(b)
First Sale Date—
Filing DateMay 13, 2019
Accession Number0001774909-19-000003
Total Amount Sold$329K
Total Investors10
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Philip Haslett

Executive Officer, Director · New York, NY

Assure Fund Management II LLC

Director · Salt Lake City, UT

Richard Thoms

Executive Officer · Salt Lake City, UT

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.