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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 408

CIK 0001775499Single-Deal SPV2020 vintage506(b), 3(c)(1)

Raised

$432K

Investors

23

Min Invest

$10,005

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 408 is a Delaware-domiciled single-deal SPV filed by EquityZen Advisors LLC on 2020-08-12, raising $432K from 23 investors under Rule 506(b) and Section 3(c)(1). The vehicle has a $10K minimum investment and is part of the EquityZen platform, which operates 1,891 related pre-IPO access entities.

This pre-IPO pooled investment vehicle uses the standard 506(b)/3(c)(1) exemption pattern typical of retail-accessible secondary market funds. The $10K minimum investment positions it at the lower end of accredited investor thresholds, consistent with EquityZen's platform model of democratizing access to private company equity through fractional pooled structures.

Data Flags

generalMultiple related persons include service provider entities (Assure Fund Management II LLC) alongside sponsor personnel; consistent with EquityZen platform template where fund administration entities appear as directors across the series family

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001775499
Entity NameEquityZen Growth Technology Fund LLC - Series 408
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 12, 2020
Accession Number0001775499-20-000001
Total Amount Sold$432K
Total Investors23
Minimum Investment$10,005
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.