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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 404

CIK 0001775545Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$321K

Investors

18

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 404 is a Delaware pooled investment fund filed by EquityZen Advisors LLC on 2019-05-29, raising $321K from 18 investors under Rule 506(b) and Section 3(c)(1). The fund requires a $10K minimum investment and is part of EquityZen's platform of 1,891 related entities focused on pre-IPO secondary market access.

This pre-IPO fund operates under the typical 506(b)/3(c)(1) exemption pattern for private pooled vehicles, with a $10K minimum representing a retail-accessible entry point relative to institutional-only structures. The investor count and raise size are consistent with a single-company SPV offering fractional exposure to a pre-IPO technology holding.

Data Flags

generalPlatform convention: EquityZen series vehicles routinely list Assure Fund Management II LLC as Director; this is a fund administration service provider common across EquityZen filings, not an investment management function anomaly

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001775545
Entity NameEquityZen Growth Technology Fund LLC - Series 404
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateMay 29, 2019
Accession Number0001758082-19-000002
Total Amount Sold$321K
Total Investors18
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.