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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 402

CIK 0001775548Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$330K

Investors

15

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 402 is a Delaware-organized pooled investment vehicle filed by EquityZen Advisors LLC on 2019-05-29, raising $330K from 15 investors under Rule 506(b) and 3(c)(1) exemptions. The fund has a $10K minimum investment and is part of the EquityZen platform, which sponsors nearly 1,900 pre-IPO investment vehicles providing access to private growth-stage technology companies.

This pre-IPO fund uses the standard 506(b) private placement exemption combined with 3(c)(1) to remain outside Investment Company Act registration, typical for single-company SPVs targeting accredited investors. The $10K minimum is characteristic of retail-accessible pre-IPO platforms democratizing access to late-stage private equity, significantly lower than traditional venture funds.

Data Flags

generalMultiple exemptions claimed simultaneously (506(b) and 3(c)(1)) — consistent with EquityZen platform filing template across sibling series entities

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001775548
Entity NameEquityZen Growth Technology Fund LLC - Series 402
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateMay 29, 2019
Accession Number0001775548-19-000001
Total Amount Sold$330K
Total Investors15
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.