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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 420

CIK 0001777875Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$179K

Investors

10

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 420 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors LLC on 2019-06-25. The fund raised $179K from 10 investors under Regulation D Rule 506(b) and Investment Company Act Section 3(c)(1) exemptions, with a $10K minimum investment. This is part of EquityZen's pre-IPO investment platform, which operates 1,891 related EDGAR entities offering fractional access to private company shares.

This pre-IPO fund uses the standard 506(b)/3(c)(1) exemption structure common to private equity pooled vehicles, with a $10K minimum positioning it in the mass-affluent retail segment of the alternative investment market. The raise amount and investor count are consistent with a single-company SPV designed for fractional ownership access to a specific pre-IPO target.

Data Flags

generalRelatively small average check size of approximately $17.9K across 10 investors suggests highly granular pre-IPO share fractional ownership structure

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001777875
Entity NameEquityZen Growth Technology Fund LLC - Series 420
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJune 25, 2019
Accession Number0001773127-19-000003
Total Amount Sold$179K
Total Investors10
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.