AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 423

CIK 0001780485Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$483K

Investors

32

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 423 is a Delaware pooled investment vehicle filed by EquityZen Advisors on July 18, 2019, raising $483K from 32 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This is part of EquityZen's pre-IPO investment platform, which operates over 1,800 related series entities providing access to private company shares.

This pre-IPO fund follows EquityZen's standard structure: a 506(b) exemption with Investment Company Act 3(c)(1) coverage, a retail-accessible $10K minimum, and a relatively small raise distributed across multiple investors (average check ~$15K). The structure is consistent with fractional secondary market access to private company equity.

Data Flags

generalAverage investment of approximately $15K suggests highly granular capital deployment typical of EquityZen's fractional share model

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001780485
Entity NameEquityZen Growth Technology Fund LLC - Series 423
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJuly 18, 2019
Accession Number0001780485-19-000001
Total Amount Sold$483K
Total Investors32
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.