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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 440

CIK 0001781270Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$632K

Investors

32

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 440 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors LLC on 2019-08-08, raising $632K from 32 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This is part of EquityZen's pre-IPO access platform, which operates 1,891 related EDGAR entities providing secondary market exposure to private growth companies.

This pre-IPO fund uses the standard 506(b)/3(c)(1) exemption structure common to platforms offering accredited investors fractional access to late-stage private equity. The $10K minimum and $632K total raise reflect EquityZen's retail-accessible model, enabling portfolio diversification across multiple single-company SPVs rather than requiring six-figure commitments typical of institutional secondaries.

Data Flags

investor_count32 investors contributing $632K yields an average investment of approximately $19.8K, indicating concentrated participation near the stated $10K minimum with limited large check writers

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001781270
Entity NameEquityZen Growth Technology Fund LLC - Series 440
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 8, 2019
Accession Number0001781270-19-000001
Total Amount Sold$632K
Total Investors32
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.