EquityZen Growth Technology Fund LLC - Series 439 (CIK 0001781271) — EDGAR Entity Profile

AltStreetEDGAR DatabaseEquityZen Growth Technology Fund LLC - Series 439
EDGAR Verified
Primary Source · SEC.gov
EquityZen Growth Technology Fund LLC - Series 439CIK 0001781271Single-Deal SPV2019 vintage506(b), 3(c)(1)
Raised
$175K
Investors
3
Min Invest
$10,000
AltStreet Analysis
·Generated from EDGAR primary sources
EquityZen Growth Technology Fund LLC - Series 439 is a Delaware-domiciled pooled investment vehicle filed by EquityZen Advisors LLC on 2019-07-18, raising $175K from 3 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund has a $10K minimum investment and is part of the EquityZen platform, which operates 1,891 related series vehicles focused on pre-IPO secondary market access.
This pre-IPO fund represents a typical EquityZen series vehicle structure, combining 506(b) private placement with the 3(c)(1) exemption to stay under 100 beneficial owners. The $10K minimum investment reflects the platform's retail-accessible positioning within the secondary pre-IPO market, substantially lower than institutional-only funds in this category.
Data Flags
generalPlatform filing convention: simultaneous 506(b) and 3(c)(1) exemption claims and absent industry/state solicitation fields appear consistent across EquityZen series entities
EDGAR Filing Data
Form D — Primary Source
View on SEC.gov 
CIK Number0001781271
Entity NameEquityZen Growth Technology Fund LLC - Series 439
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJuly 18, 2019
Accession Number0001780485-19-000002
Total Amount Sold$175K
Total Investors3
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
EquityZen Advisors LLC
Executive Officer, Director · New York, NY
Richard Thoms
Executive Officer · Salt Lake City, UT
Assure Fund Management II LLC
Director · Salt Lake City, UT
Philip Haslett
Executive Officer, Director · New York, NY
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.