Get premium alternative investment insights

Get the Briefing
AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 477

CIK 0001789084Single-Deal SPV2020 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$632K

Investors

40

Min Invest

$9,954

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 477 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors LLC and related executives. This amended filing reports $632K raised from 40 investors with a $10K minimum investment under Rule 506(b) and Section 3(c)(1) exemptions. The entity is part of the EquityZen platform, which operates approximately 150 related EDGAR entities focused on private equity secondaries.

This offering follows the typical EquityZen series fund structure: a sub-$1M raise using 506(b) private placement exemption with a retail-accessible $10K minimum. The 40-investor count is above average for this raise size, suggesting an average check of approximately $15.8K, consistent with a democratized private equity access model common to series SPV platforms.

Data Flags

investor_count40 investors for a $632K raise yields an average investment of approximately $15.8K, just above the $10K minimum, indicating highly fragmented capital base
first_sale_dateFirst sale date not disclosed in this amended filing, preventing verification of filing timeliness or vintage year determination
generalThis is an amended filing with no original filing date reference, suggesting either capital update or corrective disclosure

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001789084
Entity NameEquityZen Growth Technology Fund LLC - Series 477
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJuly 2, 2020
Accession Number0001813919-20-000005
Total Amount Sold$632K
Total Investors40
Minimum Investment$9,954
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment Count1 amendments filed

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.