AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 478

CIK 0001789086Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$255K

Investors

16

Min Invest

$4,995

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 478 is a Delaware pooled investment vehicle filed November 27, 2019, raising $255K from 16 investors under Rule 506(b) and Section 3(c)(1). The fund is part of the EquityZen platform, which sponsors pre-IPO access vehicles with a $5K minimum investment. It is managed by EquityZen Advisors LLC with operational support from Assure Fund Management II LLC.

This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption pattern typical of secondary market access vehicles. The $5K minimum investment represents a retail-accessible tier, significantly lower than traditional private fund minimums, consistent with EquityZen's democratized pre-IPO investment model. The $15.9K average check size ($255K across 16 investors) aligns with platform-aggregated retail participation.

Data Flags

generalPart of EquityZen platform with 1,891 related entities; standardized filing conventions (dual exemption claims, Assure administrative involvement) reflect platform template rather than entity-specific traits

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001789086
Entity NameEquityZen Growth Technology Fund LLC - Series 478
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateNovember 27, 2019
Accession Number0001789086-19-000001
Total Amount Sold$255K
Total Investors16
Minimum Investment$4,995
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.