EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 497

CIK 0001793701Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$301K

Investors

20

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 497 is a Delaware pooled investment fund filed by EquityZen Advisors on 2019-12-18, raising $301K from 20 investors under Rule 506(b) and 3(c)(1) exemptions. The fund has a $10K minimum investment and is part of EquityZen's pre-IPO secondary platform, which operates 1,891 related EDGAR entities structured as single-deal SPVs targeting private company shares.

This pre-IPO vehicle uses the standard 506(b)/3(c)(1) exemption pattern typical of secondary market funds accessing private growth companies. The $10K minimum investment represents EquityZen's retail-accessible tier, significantly lower than institutional pre-IPO funds, enabling broader participation in late-stage private equity through deal-specific SPVs.

Data Flags

generalFirst sale date not disclosed despite completed offering of $301K, consistent with EquityZen platform filing convention across related entities

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001793701
Entity NameEquityZen Growth Technology Fund LLC - Series 497
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateDecember 18, 2019
Accession Number0001793700-19-000002
Total Amount Sold$301K
Total Investors20
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.