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EDGAR Verified
Primary Source · SEC.gov

EquityZen Thematic Fund LLC - AI & Machine Learning Series 1

CIK 0001793958Fund Vehicle2020 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$1M

Investors

62

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Thematic Fund LLC - AI & Machine Learning Series 1 is a Delaware-based pooled investment fund that raised $1.1M from 62 investors with a $10K minimum investment, filed January 2, 2020. The offering was conducted under Rule 506(b) and 3(c)(1) exemptions. This entity is part of the EquityZen platform, which operates approximately 150 related investment vehicles focused on private equity secondary markets.

This private equity pooled fund uses the standard 506(b)/3(c)(1) exemption structure typical of venture-focused SPVs and thematic funds. The $10K minimum investment positions it in the low-to-moderate accredited investor tier, substantially lower than institutional-only vehicles but higher than emerging retail alternatives. The 62-investor count approaches the 3(c)(1) limit of 100 beneficial owners.

Data Flags

investor_count62 investors contributing $1.1M results in an average investment of approximately $17.7K, just above the $10K minimum, suggesting predominantly small-check retail accredited investors
first_sale_dateFirst sale date not disclosed in filing, making it impossible to verify if filing was timely or determine vintage year
generalThematic AI/ML focus with Series 1 designation suggests this is the inaugural vehicle of a new fund series, distinct from the Growth Technology Fund series previously filed by the same manager

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001793958
Entity NameEquityZen Thematic Fund LLC - AI & Machine Learning Series 1
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJanuary 2, 2020
Accession Number0001797321-20-000003
Total Amount Sold$1M
Total Investors62
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.