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EDGAR Verified
Primary Source · SEC.gov

EquityZen Thematic Fund LLC - AI & Machine Learning Series 2

CIK 0001817251Fund Vehicle2020 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$455K

Investors

99

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Thematic Fund LLC - AI & Machine Learning Series 2 is a Delaware pooled investment fund filed by EquityZen Advisors LLC that has raised $1.4M from 99 investors under Rule 506(b) and 3(c)(1) exemptions, with a $10K minimum investment. This is an amended filing for a thematic series within the EquityZen platform, which operates approximately 150 related investment entities focused on private equity secondaries.

This fund follows a typical private equity platform structure using Rule 506(b) with 3(c)(1) to stay below 100 beneficial owners, consistent with EquityZen's SPV model. The $10K minimum is relatively accessible compared to traditional private equity funds, reflecting the platform's approach to democratizing pre-IPO secondary market access through single-company or thematic pooled vehicles.

Data Flags

investor count99 investors approaches the 3(c)(1) limit of 100 beneficial owners, indicating the fund is at or near capacity
average investment sizeAverage investment of approximately $14K ($1.4M / 99 investors) is very close to the $10K minimum, suggesting predominantly small retail checks
first sale dateFirst sale date not disclosed despite $1.4M already raised, limiting transparency on fund vintage and performance track record

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001817251
Entity NameEquityZen Thematic Fund LLC - AI & Machine Learning Series 2
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 24, 2020
Accession Number0001817251-20-000003
Total Amount Sold$455K
Total Investors99
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment Count1 amendments filed

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.