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EDGAR Verified
Primary Source · SEC.gov

EquityZen Thematic Fund LLC - Gaming Series 1

CIK 0001817252Single-Deal SPV2020 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$515K

Investors

96

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Thematic Fund LLC - Gaming Series 1 is a Delaware-organized pooled investment fund filed by EquityZen Advisors LLC as part of the EquityZen private equity platform. This amended filing reports $1.6M raised from 96 investors under exemptions 506(b) and 3(c)(1), with a $10K minimum investment. The entity is one of approximately 150 related vehicles managed through the EquityZen platform.

This filing represents a thematic series-based SPV structure typical of secondary marketplace platforms, using the 506(b) and 3(c)(1) exemptions to pool capital for targeted private company exposure. The $10K minimum and 96-investor count reflect a retail-accessible vehicle, consistent with EquityZen's model of democratizing access to pre-IPO equity through fractional investment structures.

Data Flags

investor_count96 investors for $1.6M raised represents an average check size of approximately $16.7K, indicating highly fragmented capital base unusual for traditional private equity but consistent with retail-oriented secondary platforms
generalThis is an amended filing with no stated first sale date, making it impossible to verify timing compliance or determine vintage year
thematic_focusGaming-specific thematic series suggests concentrated sector exposure rather than diversified private equity allocation

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001817252
Entity NameEquityZen Thematic Fund LLC - Gaming Series 1
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 17, 2020
Accession Number0001817252-20-000002
Total Amount Sold$515K
Total Investors96
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.