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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 657

CIK 0001824350Single-Deal SPV2020 vintage506(b), 3(c)(1)

Raised

$930K

Investors

38

Min Invest

$9,998

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 657 is a Delaware-based pooled investment vehicle filed by EquityZen Advisors on 2020-11-04, raising $930K from 38 investors under Rule 506(b) and 3(c)(1) exemptions. The fund requires a $10K minimum investment and is part of EquityZen's pre-IPO secondary market platform, which operates nearly 1,900 series-level SPVs providing access to private company equity.

This pre-IPO fund follows the standard EquityZen structure: a 506(b) private placement combined with 3(c)(1) exemption, targeting retail-accessible minimums ($10K) to aggregate investor capital into single-company exposure vehicles. The 38-investor count and sub-$1M raise are typical for EquityZen's series-level SPVs, which allow fragmented access to late-stage private equity.

Data Flags

generalMultiple exemptions claimed simultaneously (506(b) + 3(c)(1)) — consistent with EquityZen platform template for pooled fund vehicles
investor_count38 investors contributing $930K results in average check size of ~$24K, indicating highly democratized participation structure

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001824350
Entity NameEquityZen Growth Technology Fund LLC - Series 657
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateNovember 4, 2020
Accession Number0001824350-20-000001
Total Amount Sold$930K
Total Investors38
Minimum Investment$9,998
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.