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EDGAR Verified
Primary Source · SEC.gov

EquityZen Thematic Fund LLC - Fintech Series 1

CIK 0001833436Fund Vehicle2020 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$1M

Investors

98

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Thematic Fund LLC - Fintech Series 1 is a Delaware pooled investment fund filed by EquityZen Advisors LLC on November 24, 2020. The fund raised $1.4M from 98 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This is part of the EquityZen platform, which operates approximately 150 related EDGAR entities focused on private equity investments.

This vehicle represents a thematic series fund structure typical of secondary private equity marketplaces, using the 506(b) and 3(c)(1) exemptions to accommodate up to 99 accredited investors. The $10K minimum is accessible compared to traditional private equity funds, and the $14,286 average check size suggests retail-accessible fractional ownership in private company shares.

Data Flags

total_investors98 investors in a $1.4M raise yields an average check size of approximately $14,286, indicating highly fragmented participation near the stated minimum
first_sale_dateFirst sale date not disclosed in filing, preventing vintage year determination and capital deployment timeline analysis
industry_groupIndustry group not specified despite thematic fund name indicating Fintech focus, reducing transparency on underlying investment strategy

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001833436
Entity NameEquityZen Thematic Fund LLC - Fintech Series 1
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateNovember 24, 2020
Accession Number0001833436-20-000001
Total Amount Sold$1M
Total Investors98
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.