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EDGAR Verified
Primary Source · SEC.gov

EquityZen Thematic Fund LLC - Future of Health Series 1

CIK 0001833437Single-Deal SPV2020 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$1M

Investors

99

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Thematic Fund LLC - Future of Health Series 1 is a Delaware pooled investment fund filed by EquityZen Advisors LLC and related parties, raising $1.3M from 99 investors under Rule 506(b) and Section 3(c)(1) exemptions with a $10K minimum investment. This amended filing is part of EquityZen's platform, which operates approximately 150 related EDGAR entities focused on private equity investments.

This filing represents a typical mid-sized private equity pooled fund structure using the 506(b) exemption combined with 3(c)(1), limiting it to 99 accredited investors. The $10K minimum investment is notably accessible compared to most private equity vehicles, which typically require $50K-$250K minimums, reflecting EquityZen's platform model of democratizing access to pre-IPO equity.

Data Flags

investor_count99 investors is at the exact 3(c)(1) regulatory limit, suggesting the fund was fully subscribed to maximum capacity
average_check_sizeAverage investment of ~$13K with 99 investors suggests highly granular capital aggregation, unusual for traditional PE but consistent with platform model
first_sale_dateFirst sale date not disclosed in this amended filing, preventing assessment of capital raising velocity or late filing risk

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001833437
Entity NameEquityZen Thematic Fund LLC - Future of Health Series 1
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 17, 2020
Accession Number0001833437-20-000002
Total Amount Sold$1M
Total Investors99
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment Count1 amendments filed

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.