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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 977

CIK 0001877659Single-Deal SPV2021 vintage506(b)
EquityZenFull Review

Raised

$1M

Investors

52

Min Invest

$10,011

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 977 is a Delaware-based pooled investment fund filed by EquityZen Advisors LLC that raised $1.6M from 52 investors under Rule 506(b) exemption with a $10K minimum investment. This is an amended filing and part of the EquityZen platform, which operates approximately 150 related EDGAR entities focused on private equity secondary transactions.

This vehicle fits the typical EquityZen series SPV model: a Rule 506(b) private placement with accessible minimums ($10K) designed to aggregate capital for single-company secondary share purchases. The 52-investor count and sub-$2M raise size are consistent with other series funds in the EquityZen ecosystem, which typically pools accredited investors into company-specific investment vehicles.

Data Flags

investor_count52 investors contributing to a $1.6M raise results in an average investment of approximately $31K, suggesting significant variability in check sizes or multiple minimum-level participants
first_sale_dateFirst sale date not disclosed in amended filing, preventing verification of filing timeline compliance or vintage determination
generalAmendment filed with no indication of material changes to terms or additional capital raised beyond the $1.6M reported

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001877659
Entity NameEquityZen Growth Technology Fund LLC - Series 977
Exemption506(b)
First Sale Date—
Filing DateSeptember 28, 2021
Accession Number0001877659-21-000002
Total Amount Sold$1M
Total Investors52
Minimum Investment$10,011
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.