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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 997

CIK 0001878717Single-Deal SPV2021 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$613K

Investors

38

Min Invest

$7,680

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 997 is a Delaware-registered pooled investment fund filed by EquityZen Advisors LLC on September 23, 2021. The fund raised $613K from 38 investors under Rule 506(b) and 3(c)(1) exemptions, with an $8K minimum investment. This is part of EquityZen's platform of over 150 related EDGAR entities offering access to private equity investments.

This fund operates in the private equity category using the 506(b) exemption typical of institutional and accredited investor offerings. The $8K minimum investment is notably low for private equity vehicles, positioning this as an accessible entry point compared to typical private equity funds that require six- or seven-figure commitments.

Data Flags

investor_count38 investors contributing $613K results in an average check size of approximately $16K, indicating highly fragmented capital deployment relative to typical private equity funds
minimum_investment$8K minimum investment is exceptionally low for a private equity fund vehicle, suggesting a platform model designed for retail-adjacent accredited investors
first_sale_dateFirst sale date not disclosed in filing, preventing determination of vintage year or assessment of filing timeliness

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001878717
Entity NameEquityZen Growth Technology Fund LLC - Series 997
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 23, 2021
Accession Number0001878717-21-000001
Total Amount Sold$613K
Total Investors38
Minimum Investment$7,680
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.