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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1038

CIK 0001882503Single-Deal SPV2021 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$681K

Investors

34

Min Invest

$10,019

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1038 is a Delaware pooled investment fund filed by EquityZen Advisors LLC that raised $681K from 34 investors under Rule 506(b) and 3(c)(1) exemptions, with a $10K minimum investment. This is one of approximately 150 related entities in the EquityZen platform, which provides liquidity access to private company shares through series-specific SPVs.

This private equity vehicle follows EquityZen's established pattern of creating individual series LLCs for discrete investments, using 506(b) exemption with a $10K minimum that positions it in the retail-accessible end of private equity. The investor concentration (34 investors for $681K, averaging ~$20K per investor) is typical for EquityZen's democratized access model to pre-IPO technology companies.

Data Flags

total_amount_soldAverage investment of approximately $20K per investor is relatively small for private equity, indicating fragmented participation consistent with platform's retail-accessible model
first_sale_dateFirst sale date not disclosed in filing, preventing vintage year determination and timeline verification

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001882503
Entity NameEquityZen Growth Technology Fund LLC - Series 1038
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateNovember 10, 2021
Accession Number0001882503-21-000002
Total Amount Sold$681K
Total Investors34
Minimum Investment$10,019
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.