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Primary Source · SEC.gov

EquityZen Thematic Fund LLC - Enterprise SaaS Series 1

CIK 0001892986Single-Deal SPV2022 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$1M

Investors

47

Min Invest

$5,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Thematic Fund LLC - Enterprise SaaS Series 1 is a Delaware pooled investment fund filed by EquityZen Advisors LLC that has raised $1.2M from 47 investors under Rule 506(b) and Section 3(c)(1). The minimum investment is $5K. This is an amended filing and the entity is part of the EquityZen platform, which operates approximately 150 related EDGAR entities focused on private equity investments.

This pooled investment fund uses the standard 506(b)/3(c)(1) exemption pattern common for venture capital and private equity vehicles, with a retail-accessible $5K minimum that is significantly lower than institutional fund minimums. The structure is consistent with EquityZen's SPV model for thematic or single-company exposure in the secondary market.

Data Flags

investor_count47 investors on a $1.2M raise results in an average check size of approximately $25K, indicating fragmented retail participation uncommon in traditional private equity but consistent with platform-based SPV models
generalThis is an amended filing with no first sale date disclosed, making it impossible to determine vintage year or verify filing timeliness
related_personsMultiple entity types listed as Related Persons (EquityZen Advisors LLC, Assure Fund Management II LLC) suggest a layered management or administrative structure

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001892986
Entity NameEquityZen Thematic Fund LLC - Enterprise SaaS Series 1
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateApril 8, 2022
Accession Number0001892986-22-000002
Total Amount Sold$1M
Total Investors47
Minimum Investment$5,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment Count1 amendments filed

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.