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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1139

CIK 0001897030Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$605K

Investors

32

Min Invest

$10,022

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1139 is a Delaware pooled investment fund filed by EquityZen Advisors on April 28, 2022, raising $605K from 32 investors under Rule 506(b) and 3(c)(1) exemptions. The vehicle requires a $10K minimum investment and is part of EquityZen's platform of over 1,800 series funds providing access to pre-IPO equity stakes.

This pre-IPO fund utilizes the standard 506(b)/3(c)(1) exemption structure typical of secondary market platforms, with a $10K minimum placing it in the mass-affluent accessibility tier. The $18.9K average investment per investor reflects EquityZen's model of aggregating smaller checks to facilitate pre-IPO equity transactions.

Data Flags

generalEntity name includes 'Series 1139' designation; EquityZen platform appears to use sequential series numbering for individual SPVs across a master fund structure, consistent with related filings Series 294, 792, 1667, and 1993

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001897030
Entity NameEquityZen Growth Technology Fund LLC - Series 1139
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateApril 28, 2022
Accession Number0001897030-22-000001
Total Amount Sold$605K
Total Investors32
Minimum Investment$10,022
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.