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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1199

CIK 0001898085Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$3M

Investors

75

Min Invest

$10,013

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1199 is a Delaware pooled investment fund filed by EquityZen Advisors LLC on 2021-12-29, raising $3.1M from 75 investors under Rule 506(b) and Section 3(c)(1). The offering has a $10K minimum investment and is part of the EquityZen platform, which operates 1889+ related entities providing pre-IPO secondary market access.

This pre-IPO fund uses the standard 506(b) / 3(c)(1) exemption pattern common to private equity platforms, with a $10K minimum positioning it at the retail-accessible end of alternative investments. The $41K average check size and 75-investor count reflect EquityZen's high-volume, small-check SPV model for fractional pre-IPO exposure.

Data Flags

generalHigh investor count (75) relative to total raise ($3.1M) results in ~$41K average investment, indicating granular pooling structure

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001898085
Entity NameEquityZen Growth Technology Fund LLC - Series 1199
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 29, 2021
Accession Number0001898085-21-000001
Total Amount Sold$3M
Total Investors75
Minimum Investment$10,013
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.