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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1197

CIK 0001898087Single-Deal SPV2022 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$2M

Investors

10

Min Invest

$51,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1197 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors LLC that raised $2.2M from 10 investors under Rule 506(b) and Section 3(c)(1). The offering has a $51K minimum investment and is part of EquityZen's private equity platform, which operates approximately 150 related EDGAR entities targeting secondary market transactions in private technology companies.

This Series offering follows a typical SPV structure for private equity secondaries, with a mid-tier minimum investment of $51K positioning it for accredited investors but below the $100K+ thresholds common in institutional vehicles. The 506(b) exemption allows for limited non-accredited investors and no general solicitation, consistent with the secondary pre-IPO market where EquityZen specializes.

Data Flags

first_sale_dateFirst sale date not disclosed on an offering that reported $2.2M already sold
investors_per_dollarAverage investment of $220K per investor ($2.2M / 10) is 4.3x the stated minimum of $51K, suggesting relatively concentrated investor base

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001898087
Entity NameEquityZen Growth Technology Fund LLC - Series 1197
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJanuary 20, 2022
Accession Number0001898087-22-000001
Total Amount Sold$2M
Total Investors10
Minimum Investment$51,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.