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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1299

CIK 0001908920Single-Deal SPV2022 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$387K

Investors

17

Min Invest

$10,001

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1299 is a Delaware-organized pooled investment fund filed by EquityZen Advisors LLC that raised $387K from 17 investors under Rule 506(b) and Section 3(c)(1) exemptions, with a $10K minimum investment. This filing was submitted April 25, 2022, and is part of the EquityZen platform, which operates approximately 150 related EDGAR entities focused on private equity secondary transactions.

This private equity fund vehicle follows the typical EquityZen series structure, using 506(b) private placement exemptions with 3(c)(1) investment company exclusion. The $10K minimum investment and sub-$500K raise size are consistent with single-company SPV offerings designed for accredited investors seeking access to pre-IPO secondary shares, representing a lower tier entry point compared to traditional private equity fund minimums of $250K+.

Data Flags

generalFirst sale date not disclosed despite $387K raised, preventing assessment of filing timeliness or capital formation velocity
investor_count17 investors with $387K total suggests average check size of ~$23K, indicating highly concentrated small checks just above the $10K minimum

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001908920
Entity NameEquityZen Growth Technology Fund LLC - Series 1299
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateApril 25, 2022
Accession Number0001908920-22-000001
Total Amount Sold$387K
Total Investors17
Minimum Investment$10,001
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.