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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1338

CIK 0001928071Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$220K

Investors

11

Min Invest

$9,987

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1338 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors LLC on 2022-08-17, raising $220K from 11 investors under Rule 506(b) and 3(c)(1) exemptions. The offering has a $10K minimum investment and is part of EquityZen's platform of 1,889 related entities focused on pre-IPO secondary transactions.

This pre-IPO fund uses the standard 506(b)/3(c)(1) exemption pairing common to private equity vehicles targeting accredited investors. The $10K minimum investment represents a retail-accessible tier within the secondary pre-IPO market, significantly lower than institutional-only structures, while the $220K raise and 11-investor count suggest an early-stage close or single-company SPV typical of EquityZen's series model.

Data Flags

generalAverage investment per investor is ~$20K, close to the $10K minimum, indicating uniformly small check sizes consistent with retail/HNW participation

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001928071
Entity NameEquityZen Growth Technology Fund LLC - Series 1338
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 17, 2022
Accession Number0001928071-22-000001
Total Amount Sold$220K
Total Investors11
Minimum Investment$9,987
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.